Fee Disclosure Regulations

Plan Support

Administrative Tools

Enrollment Support

Fiduciary Services

• Strategic Investment Selection
• Fiduciary Guidance
• QDIA Options

Education Tools

Participant Communications

Newsletters

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Fiduciary Services

We recognize the complex role of a plan fiduciary, and realize that most plan sponsors typically aren’t investment experts. That’s why we take measures to offer you diverse, proven investment options that are regularly monitored by professionals.

Our three-tiered approach to fiduciary support includes assistance at the product, plan and participant levels.

• Product-level Oversight
  • Callan Associates, Inc. and IMOC Strategic Investment Selection
• Plan-level Guidance
  • Fiduciary Guidance From Mesirow Financial
• Participant-level Confidence
  • QDIA Options
  • Individually Managed Accounts
    • Stadion – an IMA service that makes investment decisions on behalf of a participant and provides ongoing retirement account management consistent with the particpant's retirement goals.
    • Morningstar®
      Retirement Manager^SM – a professionally managed account service that provides ongoing account monitoring and management.
• 408(b)(2) Information
  • 408(b)(2) Fact Sheet
  • Department of Labor Links
    • US Department of Labor extends and aligns applicability dates for retirement plan fee disclosure rules
    • Interim Final Regulation Relating to Improved Fee Disclosure for Pension Plans
    • Federal Register – Rules and Regulations
    • Understanding Retirement Plan Fees And Expenses

FOCLpoint – Fiduciary Online Communication Library
FOCLpoint is an innovative, online database designed to help plan sponsors manage their fiduciary documents in one secure location. Key paperwork is already populated in the database. Plan sponsors may add information as appropriate for each plan.